WE'VE MOVED!!!

As of 01/01/2018

435 Newbury St

Suite 208

Danvers, MA 01923


Phone: (978) 304-4587

E-mail: Info@fpima.com


Call or E-mail us today to
schedule an appointment!

 

 

Flo

 

 

Mass

FINRA

The Financial Industry Regulatory Authority, Inc., also known as FINRA for short, is a not-for-profit, non-government organization that regulates member brokerage firms, the New York Stock Exchange, and various exchange markets throughout the United States by implementing rules and regulations as well as by enforcing the rules and laws of federal securities. Individuals and firms are required to be qualified and registered with FINRA in order to sell securities or work with brokerage firms and exchange markets. One of the requirements for individuals and firms wishing to receive their license to conduct business is an FBI Background Check through fingerprint comparison. This requirement can be processed by one of two ways; Electronic Fingerprint Submission or processing fingerprints onto FINRA-specific FD-258 Fingerprint Cards and manually submitting them to FINRA.


Electronic Fingerprint Submission (EFS)

Manual Fingerprint Submission

Why do I need to be fingerprinted for FINRA?

Section 17(f)(2) within the Securities Exchange Act of 1934 requires every member of a national securities exchange, broker, dealer, registered transfer agent, and registered clearing agency to require that each of its partners, directors, officers, and employees be fingerprinted and to submit such fingerprints to the U.S. Attorney General for identification and processing.


For more information regarding the requirements and process, visit www.finra.org for more information; or to schedule an appointment, contact us via E-mail or by reaching us at (978) 304-4587 today!

  • Fingerprint Innovations, Inc.
  • 435 Newbury St, Suite 208

  • Danvers, MA 01923

  • Phone: (978) 304-4587

  • E-mail: Info@FPIMA.com
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  • Fingerprint Innovations Inc
    435 Newbury St, Suite 208 Danvers, MA 01923 US
    Phone: 978-304-4587 Website: http://www.fpima.com/